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HomeMy WebLinkAboutJUNE 29, 1982 MINUTES M I N U T E S VIRGINIA BEACH CITY COUNCIL Virginia Beach, Virginia 29 June 1982 in accordance with Section 3.06 of the City Charter and 2-21 of the City Code of the City of Virginia Beach, the Special Meeting of the Council of the City of Virginia Beach, Virginia, was called to order by Mayor J. Henry McCoy, Jr., D.D.S., in the Council Chambers, City Hall Building, on 29 June 1982, at Five-Thirty in the evening, for the purpose of adopting on second reading the Ordinances regarding the purchase of Kempsville and County Utilities. Council Members Present:* John A. Baum, E. T. Buchanan, F. Reid Ervin, Vice Mayor Harold Heischober, Barbara M. Henley, Clarence A. Holland, M.D., Reba S. McClanan, Mayor J. Henry McCoy, Jr., D.D.S., Meyera E. Oberndorf, and Patrick L. Standing Council Members Absent: W. H. Kitchin, Ill PLEDGE OF ALLEGIANCE TO THE FLAG OF THE UNITED STATES OF AMERICA *VERBAL ROLL CALL OF COUNCIL - 2 - ITEM #18412 THIS ITEM AND ITEMS #18413, 18414, 18415 WERE ADOPTED BY ONE MOTION. Upon motion by Councilman Buchanan, seconded by Councilman Holland, City Council voted to ADOPT ON SECOND READING the Ordinance authorizing the issuance of Water and Sewer Revenue Notes of the City of Virginia Beach, Virginia, in an amount not to exceed $2,200,000. Voting: 7-3* Council Members Voting Aye: John A. Baum, E. T. Buchanan, F. Reid Ervin, Vice Mayor Harold Heischober, Clarence A. Holland, M.D. Mayor J. Henry McCoy, Jr., D.D.S., and Patrick L. Standing Council Members Voting Nay: Barbara M. Henley, Reba S. McClanan, and Meyera E Oberndorf Council Members Absent: W. H. Kitchin, III *VERBAL ROLL CALL OF COUNCIL 3 - AN ORDINkNCv- AUTHORIZING Tlil-7 TSSU.@CZ (@E, WATER PIM SEWER REVEN@ NOTES OF THE CITY CF VIRGINIA BEACH, VIRGINIA, IN AN AMOUI@T NOT -@O EXCEED $2,200,000 WHEREAS, as a part 6f a prog--am for acqui.-i,-ig %.iater and sewer facilities located within the boundaries of the City of Virginia Beach, Virginia (the City), the City Council has de- termined that it is desirable to acq-uire the sewer system of County Utilities@Corporation (the Corporation); and WHEREAS, the City proposes to accluire such sewer system by the purchase of the stock of the Corporation and following such acquisition to dissolve the Corporation and to integrate its sewer system into the City's water and sewer system; and WHEREAS, the City Council has authorized the execution of a contract with the owners of all the stock of the Corporation for the purchase of such stock (the Stock Purchase Contract); and WHEREAS, the City proposes to pay for the acqui.sition of such stock through the issuance of its obligations in the principal amount not to exceed $2,200,000 as contemplated by the Stock Purchase Contract; BE IT ORDAINED BY THE COUNCIL OE THE CITY OF VIRGINIA BEACF, VIRGINIA: 1. It is hereby determined to be nec--ssary and expedi- ent for the City to acquire the sewer system of the Corporation through the purchase of all the stock of the Corporation and to finance, in part, such acqui.si.tion through the issuance of water and sewer revenue notes of the City in an amount not to exceed $2,200,000. 6 / 2 9 / 8 2 2. Pursuant to the authority of the City Charter and the Ptiblic Finance Act, as amended, there are hereby au-@horized to be issued water and sewer revenue notes of the City in an amount not to exceed $2,200,000 to provide funds, together with other available funds, to acquire the sewer svstem operated by the Corporation through the purchase of all the stock of the Corporation. 3. The form and details of the notes shall be speci- fied in an appropriate resolution or resolutions to be adopted hereafter which shall be consistent with the terms of the Stock Purchase Contract. 4. The notes shall be limited obligations of the City payable solely from the revenues to be derived from its water and sewer system. The notes shall state that they shall not be deemed to create or constitute an indeb"edness of or a pledge of the faith and credit of the Commonwealth of Virginia or any county, city, town or other political subdivision of the Commonwealth, including the City. The issuance of the notes and the undertaking of the covenants, conditions and agreements to be contained in the resolution or resolut4@ons to be adopted hereafter shall not directly, indirectly or contingently obli- gate the City, the Commonwealth or any other political subdivi- sion of the Commonwealth to levy and collect any taxes whatso- ever or make any appropriation therefor, except from the reve- nues of the water and sewer system pledged to payment of prin- cipal of and interest on the notes. S. The resolution to be adopted hereafter authorizing the issuance of the notes and providing the details thereof shall contain appropriate covenants requiring the City to fix, -2- 6 / 2 9 / 8 2 charge and collect such rates, fees and other charges for the use of and for the services furnished by its water and sewer system and to revise the same from time to time and as often as shall be necessary so as to produce sufficient net revenues to pay principal of and interest on -the notes as the same become due and to provide a margin of safety therefor. Such resolu- tion shall also include such additional covenants, agreements and other terms as are customary for the protection of the holders of water and sewer revenue obligations. 6. This ordinance shall take effect immediately. Approved June _, 1982 By Mayor First Reading: Ji,ne 28 1982 Second Reading: June 29, 1982 -3- 62 98 2 - 6 - ITEM #18413 Upon motion by Councilman Buchanan, seconded by Councilman Holland, City Council voted to ADOPT ON SECOND READING the Ordinance authorizing the issuance of Water and Sewer Revenue Notes of the City of Virginia Beach, Virginia, in an amount not to exceed $1,800,000. Voting: 7-3* Council Members Voting Aye: John A. Baum, E. T. Buchanan, F. Reid Ervin, Vice Mayor Harold Heischober, Clarence A. Holland, M.D. Mayor J. Henry McCoy, Jr., D.D.S., and Patrick L. Standing Council Members Voting Nay: Barbara M. Henley, Reba S. McClanan, and Meyera E Oberndorf Council Members Absent: W. H. Kitchin, Ill *VERBAL ROLL CALL OF COUNCIL 7 - Ali ORDINANCE AUTHOR'@ZIN-@ THE ISSUANCE 6F WATER AND SEWER REVE@IUE NOTES OF THt CITY OF VIRGINIA BEACH, VIRGINIA, IN AN AMOUNT NOT TO EXCEED $1,800,000 WHEREAS, as a part of a program for acquiring water and sewer facilities located within the boundaries of the City of Virginia Beach, Virginia (the City), the City Council has de- termined that it is desirable to acquire the sewer system of Kempsville Utilities Corporation (the Corporation); and WHEREAS, the City proposes to acquire such sewer system by the purchase of the stock of the Corporation and following such acquisition to dissolve the Corporation and to integrate its sewer system into the City's water and sewer system; and WHEREAS, the City Council has authorized the execution of a contract with the owners of all the stock of the Corporation for the purchase of such stock (the Stock Purchase Contract); and WHEREAS, the City proposes to pay for the acquisition of such stock through the issuance of its obligations in the principal amount not to exceed $1,800,000 as contemplated by the Stock Purchase Contract; BE IT ORDAINED BY THE COUNCIL OF THE CITY OF VIRGINIA BEACH, VIRGINIA: 1. It is hereby determined to be necessary and expedi- ent for the City to acquire the sewer system of the Corporation through the purchase of all the stock of the Corporation and to finance, in part, such ac@sition through'the issuance of water and sewer revenue notes of the City in an amount not to exceed $1,800,000. 6/29/82 2. Pursuant to tlie authority of the City Charter and the Public Finance Act, as amended, there are hereby authorized to be issued water and sewer revenue notes 6f the City in an amount not to exceed $1,800,000 to provide funds, together with other available funds, to acquire the sewer system operated by the Corporation through the purchase of all the stock of the Corporation. 3. The form and details of the notes will be specified in an appropriate resolution or resolutions to be adopted here- after which shall be consistent with the terms of the Stock Purchase Contract. 4. The notes shall be limited obligations of the City payable solely from the revenues to be derived from its water and sewer system. The notes shall state that they shall not be deemed to create or constitute an indebtedness of or a pledge of the faith and credit of the Commonwealth of Virginia or any county, city, town or other political subdivision of the Commonwealth, including the City. The issuance of the notes and the undertaking of the covenants, conditions and agreements to be contained in the resolution or resolutions to be adopted hereafter shall not directly, indirectly or contingently obli- gate the City, the Commonwealth or any other political subdivi- sion of the Commonwealth to levy and collect any taxes whatso- ever or make any appropriation therefor, except from the reve- nues of the water and sewer system pledged to payment of prin- cipal of and interest on the notes. S. The resolution to be adopted hereafter authorizing the issuance of the notes and providing the details thereof shall contain appropriate covenants requiring the City to fix, -2- 6 2 98 2 charge and collect such rates, lees and other cliarges for the use o.- and for the services furnished by its water and sewer system and to revise the same from time to time and as often as shall be neces,sary so as to produce sufficient net revenues to pay principal o.@ and interest on the notes as the same become due and to provide a margin of safety therefor. Such resolu- tion shall also include such additional covenants, agreements and other terms as are customary for the protection of the holders of water and sewer revenue obligations. 6. This ordinance shall take effect immediately. Approved June _, 1982 By Mayor First Reading: June 28, 1982 Second Reading: June 29, 1982 -3- 6 2 98 2 -10- ITEM #18414 Upon motion by Councilman Buchanan, seconded by Councilman Holland, City Council voted to ADOPT the Resolution authorizing the issuance of $2,200,000 Water and Sewer Revenue Notes (County Utilities) of the City of Virginia Beacb, Virginia, and providing for the form, details and payment thereof. Voting: 7-3* Council Members Voting Aye: John A. Baum, E. T. Buchanan, F. Reid Ervin, Vice Mayor Harold Heischober, Clarence A. Holland, M.D. Mayor J. Henry McCoy, Jr., D.D.S., and Patrick L. Standing Council Members Voting Nay: Barbara M. Henley, Reba S. McClanan, and Meyera E Oberndorf Council Members Absent: W. H. Kitchin, III *VERBAL ROLL CALL A RESOLUTION AUTHORIZING THE LSSUANCE OF $2,200,OCO WATER AND SEWER REVE@NUE NOTES (COUNTY UTILI,RIES) OF TFE CITY OF -@-@AC.Ti, VI.RC'@'@IqlA, AND PRO- VIDING FOR THE FORM, DETAILS AND PAYMENT THEREOF WHEREAS, as a part of a program for acquiring water and sewer facilities located within the boundaries of the city of Virginia Beach (the City), the C4-ty Council has determined that it is desirable to acquire the sewer system of County Utilities Corporation (the Corporation); and WHEREAS, the City proposes to acquire such system by the purchase of all of the stock of the Corporation and follow- ing such acquisition to dissolve the Corporation ar@d to inte- grate its sewer system into the City's water and sewer system; and WHEREAS, the City has entered into a contract with the owners of all the stock of the Corporation for the purchase of such stock; and WHEREAS, the City Council by ordinance adopted on June 28, 1982, has authorized the issuance of water and sewer reve- nue notes in an amount not to exceed $2,200,000, as contem- plated by the foregoing contract; BE IT RESOLVED BY THE COUNCIL OF THE CITY OF VIRGINIA BEACH, VIRGINIA: ARTICLE I Definitions Section 1.1. Definitions. Whenever used in this reso- lution, unless a different meaning clearly appears from the context, the following words and terms shall have the following meanings: "City" shall mean the City of Virginia Beach, Virginia. "City Council" shall mean the Council of the City of Virginia Beach, Virginia. "Corporation" shall mean County Utilities Corporation, a Virginia public service corporation. "Event of Defaultt' shall mean any of the events enumer- ated in Section 6.1. "-Interest Account" shall meai the Interest Account in the Note Fund established by Section 3.2. "Net Revenues" sliall mean the revenues derived from the ownership and operation of the System less costs of operation, acbr,inistration and insurance. "Note Fund" shall mean the Water and Sewer Revenue Note Fund: County Utilities, established by Section 3.2. "Noteholder" shall mean the registered owner of anv Note. 6 / 2 9 / 8 2 1 2 - "Notes" shall mean water and sewer revenue notes in an aggregate principal amount not to exceed $2,200,000 authorized herein. "Principal Account" shall mean the Principal Account in the Note Fund established by Section 3.2. "Stockholders" shall mean the owners of all the stock of the Corporation. "Stock Purchase Contract" shall mean the agreement be- tween the Stockholders and the City dated June _, 1982. "System" shall mean the water and sewer system of the City, as it may exist from time to -@ime, and shall include the sewer system of the Corporation. ARTICLE II Details, Execution, Form and Registration of Notes Section 2.1. Authorization of Notes. There are hereby authorized to be issued water and sewer revenue notes of the City in the aggregate principal amount of Two Million Two Hundred Thousand Dollars ($2,200,000), or such lesser amount as the City Manager may determine to be required by the Stock Purchase Contract, to provide funds, together with other funds that may be available, to finance the cost of acquiring certain sewer facilities located in the City through the purchase of all the stock of the Corporation. The Notes shall be designa- ted "Water and Sewer Revenue Notes (County Utilities)". Section 2.2. Details of Notes. The Notes shall be issued as fully registered Notes in various denominations with- out coupons, shall be numbered from R-1 upward, shall be dated the date of their delivery, shall bear interest from their date at the rate of 10% per year, payable semiannually on the last day of each February and Aug-ust, beginning February 28, 1983, and shall be payable in principal installments of $88,000 on August 31 in each of the years 1983 to 2007, inclusive, without option of prior prepayment. Both principal and interest shall be payable in lawful money of the United States of America, but only from revenues pledged to the payment thereof as herein- after provided. Principal and interest shall be payable by check or draft mailed to the registered owners at their addresses as they appear on registration books to be kept by the City Treasurer, as Registrar, except that the final installment of principal and interest shall be payable upon surrender of the Notes at the office of the City Treasurer. Section 2.3. Execution of Notes. The Notes shall be si.gned by the Mayor of the City, shall be countersigned by its Clerk, and its seal shall be affixed thereto. Section 2.4. Form of Notes. The Notes shall be in substantia'@ly the following form: 6/29/82 1 3 - (Form of Note) No. R- UNITED STATES OF AMERICA COMMONWEALTH OF VIRGINIA CITY OF VIRGINIA BEACH The City of Virginia Beach, Virginia, for value re- ceived, hereby acknowledges itself indebted and promises to pay, solely from the source and as hereinafter provided, to the principal sum of DOLLARS ($ with interest hereon from the date hereof until payment at the rate of ten percent (10%) per year. Principal is payable in installments of $ on Aug-ust 31 in each of the years 1983 to 2007, inclusive, without option of prior redemption. Interest on the unpaid principal is payable semiannually on the last day of each February and August, beginning February 28, 1983. Principal and interest shall be paid by check or draft mailed to the registered owner at his address as it appears on the registration books kept by tl-ie City Treasurer, as Registrar, except that the final installment of principal and interest shall be paid upon surrender of this note at the main office of the City Treasurer. Both principal and interest shall be paid in lawful money of the United States of America. This note is one of an issue of $2,200,000 water and sewer revenue notes of like date and tenor, except as to number and denomination, issued pursuant to an agreement between all of the stockholders (the Sellers) of County Utilities Corporation (the Corporation) and the City dated June -1 1982 (the Agreement),-for the sale by the Sellers and the purchase by the City of all the capital stock of the Corporation as the owner of a sewer system in the City. Reference is hereby made to a resolution of the City Council adopted on June 28, 1982, for a description of the property pledged and the provisions, among others, with respect to the nature and extent of the se- curity, the rights, duties and obligations of the City, the rights of the holders of the notes and the terms upon which the notes are issued and secured. This note and the issue of which it is a part and the interest thereon are limited obligations of the City payable solely from the net revenues derived from the ownership and operation of the City's water and sewer system,. as the same may from time to time exist. The City is required to charge rates or fees to users of its water and sewer system and fix and maintain such rates or fees at such level as will produce suf- ficient revenue to pay all costs of operation of such system arid the principal of and interest on the notes and any obliga- tions hereto.@ore or hereafter issued on account of such system and secured by a pledge of water or sewer revenues, as tlie same 6/29/82 respectively become due. The notes and the interest tllereon shall not be deemed to constitute a debt or a pledge of tlie faith and credit of the Commonwealth of Virgiiiia or any polit- ical subdivision thereof, including the City. Neither the Commonwealth of Virginia nor any politica'@ subdivision thereof, including the City, shall be obligated to pay the principal of or interest on this note or other costs incident thereto except from the revenues pledged therefor, and ne@-ther th-- faith and credit nor the taxing power of tlie Commonwealth of Virginia or any political subdivision thereof, including the City; is pledged to the payment of the principal of or interest on the notes or other costs incident thereto. The City shall have the right to offset against any payments of principal and interest due on this note any amounts due the City pursuant to the Sellers' indemnification provision contained in the Agreement. The security for this note is subject to substitution at the option of the City for other security, as more specifi- cally set forth in the Agreement. IN WITNESS WHEREOF, the City of Virginia Beach, Virginia, has caused -@his note to be signed by its Mayor, to be countersigned by its Clerk, its seal to be affixed hereto, and this note to be dated 1 1982. Mayor, City of Virginia Beach, Virginia (SEAL) COUNTERSIGNED: Clerk, City of Virginia Beach, Virginia Section 2.5. Delivery of Notes. Upon the fulfillment of all condi-tions to the City's obligations under the Stock Purchase Contract, the Mayor and the City Clerk are hereby au- thorized and directed to have the Notes prepared and executed in accordance with their terms and to deliver the Notes to the Stockholders pursuant to the Stock Purchase Contract. Section 2.6. Registration of Notes. The City Treasurer shall act as Registrar and shall maintain books for the registration of the Notes. The Notes are being issued to the Stockholders in registered form in payment for the purchase of stock of the Corporation and shall be registered in the names of others only in the case of gift to members of a Noteholder's irmmeaiace iainily, clea-@li oi. a Noteliolder or traris- fer of a Note by op6ration of law and upon receipt by the City Treasurer of evidence thereof satisfactory to him. 6/1@9/82 Section 2.7. Replacement of Mutilated, Lost or Destroyed Note. Should any of the Notes become mutilated or be lost or destroyed, the City Counc@-1, subje--t to approval@ of --he State Commission on Local Debt, shall cause to be executed and delivered a new Note of like date and tenor in exchange and substitution for, and upon cancellation of, such mutilated Note, or in lieu of and in substitution for such lost or de- stroyed Note. Such new Note shall be executed and delivered only when the holder has (a) paid all reasonable expenses and charges in connection therewith and (b) in the case of a lost or destroyed Note, has (1) filed with the City Treasurer evi- dence satisfactory to him that such Note was lost or destroyed and that he was the owner thereof and (2) furnished to the City Treasurer indemnity satisfactory to him. ARTICLE III Revenues and Note Fund Section 3.1. Revenue Covenant. The City Council cove- nants that so long as any of the Notes are outstanding and unpaid the City,will: (a) charge rates or fees to users of the System and fix and maintain such rates or fees at such level as will produce sufficient revenues to pay the cost of operation and administration, the cost of insurance against loss by injury to persons or property and the principal of and interest on the Notes and any other notes or bonds heretofore or hereafter issued on account of the System and secured by a pledge of water or sewer revenues, as the same respectively become due; (b) apply the revenues derived from the ownership and operation of the System in each fiscal year first to the payment of such costs of such operation, administraton and in- surance during such year, then to the payment of the Notes and any other bonds or notes heretofore or hereafter issued on account of the System and secured by a pledge of water or sewer revenues becoming due in such year; and (c) segregate and keep segregated from all other City funds all revenues derived from the ownership and opera- tion of the System and keep proper records and accounts there- for, separate and apart from all other records and accounts. Section 3.2. Note Fund. There is hereby established the Water and Sewer Revenue Note Fund: County Utilities, which shall be held by the City's Director of Finance. (a) At least one business day before the last day of each February and August the City's Director of F'.nance shall deposit into the Interest Account from Net Revenues such amount, if any, as may be required to make the total amount on deposit therein equal to the amount of interest which will be- come due on the Notes on the next interest payment date. The Interest Account shall be used solely for the payment of inter- est on the Notes. (b) At least one business day before each August 31 until payment of the Notes, the City's Director of 6/29/8'@ Finance shall deposit $88,000 into the Prizicipal Account from Net Revenues. The Principal Account shall be used solely for the payment of the principal of the Notes (whether at maturity or otherwise). Section 3.3. Pledge of Net Revenues and Note Fund. All Net Revenues are hereby pledged to the payinent of the prin- cipal of and interest on the Notes and any other bonds or notes heretofore or hereafter issued on account of the Syste@n and secured by a pledge of water or sewer revenues. All moneys in the Note Fund shall be trust funds and are hereby pledged to the payment of the principal of and interest on the Notes. The lien and trust created hereby are for the benefit of the Noteholders and for their additional security until all of the Notes have been paid. Section 3.4. Parity Obliqations. The Notes shall be on a parity with other obligations of t@e City heretofore issued and payable from Net Revenues. Subject to Section 5.3, the City reserves the right to issue additional bonds or notes payable from either gross revenues or Net Revenues, with or 'without a pledge of its full faith and credit, ranking equally with the lien and charge of the Notes. ARTICLE IV Security for Deposits and Investment of Note Fund Section 4.1. Security @ r Deposits. All moneys in the Note Fund and on deposit with anv bank or trust company in Virginia shall be continuously secured in the manner required by the Virginia Security for Public Deposits Act (Chapter 23, Title 2.1, Code of Virginia of 1950, as amended), or any suc- cessor provision of law. Section 4.2. Investment of Funds. Moneys in the Note Fund may, pending their use, be invested in (a) bonds, notes and other obligations of the United States of America and securities unconditionally criaranteed as to payment of princi- pal and interest by the United States of America or any agency thereof, (b) savings accounts, time deposits and certifical-es of deposit in any bank within the Commonwealth of Virginia, provided such bank is approved for the deposit of funds by the Commonwealth, (c) savings accounts and certificates of (1) sav- ings and loan associations that are under the supervision of the Commonwealth of Virginia and (2) Federal associations orga- nized under the laws of the United States of America and under Federal supervision, but only to the extent that such accounts and certificates are fully insured by the Federal Savings and Loan Insurance Corporation or any successor Federal agency, and (d) any other investments which are now or may hereafter be authorized by law for the investment of public sinking funds. Any bonds, notes or other obligations listed in subsection (a) above may be purchased pursuant to a repurchase agreement with any bank within or without the Commonwealth of Virginia having a combined capital, surplus and undivided profits of not less than $10,000,000. Investments so purchased shall be considered to marure on the date the ban)@ is obligated to repurchase such securities. A repurchase agreement for securities described in subsection (a) above shall be considered a purchase of such 6 / 2 9 / 8 2 securities even if title and/or possession of such securities i.s not transferred to the City so long as the repurchase obli- gation of the bank is collateralized by the securities them- selves, the securities have on the date of the repurchase agreeraent a fair market value equal -@o at least 100% of the amount of the repurchase obligation of the bank and the securi- ties are held by a third party and segregated from securities owned generally by the bank. Moneys in the Note Fund shall not be invested in securities or deposits ma@@uring later than the date such funds are expec-@ed to be needed. Any profit realized from such investments may be used by the City to pay the cost of operation and administration of the System. Any loss re- sulting -@rom such investments shall be charged to the Note Fund. ARTICLE V Particular Covenants Section 5.1. Payment of Notes. The City shall pay the principal of and interest on the Notes as the same become due and shall observe and perform all covenants, conditions and agreements contained in the Notes and this resolution; pro- vided, however, that such obligations are not general obliga- tions of the City but are limited obligations payable solely from the revenues pledged therefor. The Notes and the interest thereon shall not be deemed to constitute a debt or a pledge of the faith and credit of the Commonwealth of Virginia or any political subdivision thereof, including the City. Nei.ther the Commonwealth of Virgin@-a nor the City shal-1 be obligated to pay the principal of or interest on the Notes or other costs inci- dent thereto except from the revenues pledged therefor, and neither the faith and credit nor the taxing power of the Commonwealth of Virginia or any political subdivision thereof, including the City, is pledged to the payment of the principal of or interest on the Notes or other costs incident ther,eto. Section 5.2. Operation and Maintenance. The City shall establish and enfo.-ce reasonable rules and regulations governing the use of and the services furnished by the System and maintain and operate the System in good condition and re- pair. The City shall comply with all valid acts, rules, regu- lations, orders and directions of any legislative, executi-ve, administrative or judicial body applicable to the System. Section 5.3. Issuance of Other . So long as any of the Notes are outstanding, the City will not, without the prior written consent of the Noteholders, c.-eate, incur, assume or guarantee any indebtedness or other obligation in connection with the System secured by a lien on water or sewer revenues which is superior to the lien thereon securing the Notes. The City may, without the consent of any Noteholders, create, incur, assume or guarantee any indebtedness or other obligation in connection with the System secured by a lien or charge upon part or all of the revenues of the Sys-@em ranking equally with the lien and charge of the Notes. 6 / 2 98 2 - 1 8- ARTICLE VI Remedies of Noteholders Section 6.1. Event of Default Defined. Each of the following events is hereby declared an Event of Default: (a) Failure to pay principal of or interest on any of the Notes when the same shall become due and payable. (b) Default on the part of the City in the due and punctual performance of any of the covenants, conditions, agreements and provisions contained in the Notes or in this resolution and to be performed by it, and such default shall have continued for 60 days after written notice specifying such default and requiring the same to be remedied shall have been filed with the City by the holders of not less than 50% in ag- gregate principal amount of tlie Notes then outstanding; (c) The System or any substantial part thereof shall be destroyed or damaged and for any reason shall not be promptly repaired, replaced or reconstructed; or (d)' Appointment by a court of competent jurisdic- tion of a receiver for the System or approval by any such court of any petition for reorganization of the City or rearrangement or readjustment of the City's obligation under the provisions of any applicable bankruptcy laws. Section 6.2. Remedies upon Default. Upon the happen- ing of an Event of Default, the liotel-iolders shall have the fol- lowing rights and reinedies: (a) The holders of not less than 50% in aggregate principal amount of the Notes then outstanding may, by written notice filed with the City Manager, declare the principal of the Notes then outstanding to be immediately due and payable, and upon such declaration such Notes shall become and be imme- diately due and payable, anything in the Notes or in this reso- lution to the contrary notwithstanding. If, however, the City shall thereafter make good such default and any other default hereunder (except default in payment of principal of the Notes so declared payable) the holders of not less than 20% in aggre- gate principal amount of the Notes then outstanding shall, by notice in writing filed with the City Manager, rescind and annul such declaration and all its consequences, but no such rescission or annulment shall affect any subsequent default or right relative thereto. (b) The holders of not less than 50% in aggregate principal amount of the Notes then outstanding may proceed to protect and enforce the rights of the Noteholders by a suit, action or special proceeding in equity or at law, either for the specific performance of any covenant or agreement or execu- tion of any power, or for the enforcement of any proper legal or equitable remedy as may be deemed most effectual to protect and enforce such rights. Section 6.3. Applicati,-.@ of @-loncys. @l'-l moneyf- --c.. ceived pursuant to any right given or action taken under the provisions of this article shall, after payment of the cost and 6 / 2 9 / 8 2 expenses of the proceedings resulting in the coll.ection of such moneys, be deposited in the Note Fund, and all moneys in the Note Fund shall be applied as follows: (a) Unless the principal of all the Notes shall have become or shall have been declared due and payable, all such moneys shall be applied: First - To the payment to the persons entitled thereto of all installments of interest then due on the Notes, in the order of the maturity of the installments of such interest and, if the amount available shall not be sufficient to pay in full any particular installment, then to the payment ratably, according to the amounts due on such installment, to the persons entitled thereto, with- out any discrimination or privilege; and Second - To the payment to the persons entitled thereto of the unpaid installments of principal of any of the Notes which shall have become due in the order of the due dates of such installments, with interest on such installments from the respective dat6s upon which they become due and, if the amount available shall not be sufficient to pay in full install.ments due on any particular date, together with such interest, then to the payment ratably, according to the amount of the installment due on such date, to the persons entitled thereto, without any discrimination or privilege. (b) If the principal of all the Notes shall have become due or shall have been declared due and payable, all such moneys shall be applied to the payment of the principal and interest then due and unpaid upon the Notes, without pref- erence or priority of principal over interest or of interest over principal, or of any installment of interest over any other installment of interest, ratably, according to the amounts due respectively for interest and principal, to the persons entitled thereto, without any discrimination or privi- lege. (c) If the principal of all the Notes shall have been declared due and payable and if such declaration shall thereafter have been rescinded and annulled under the provi- sions of this article, then, subject to the provisions of sub- section (b) of this section in the event that the principal of all the Notes shall later become due or be declared due and payable, the moneys shall be applied in accordance with the provisions of subsection (a) of this sectiqn. Whenever moneys are to be applied pursuant to the pro- visions of this section, such moneys shall be applied at such times and from time to time, having due regard to the amount of such moneys available for application and the likelihood of additional moneys becoming available for such application in the future. Whenever such moneys shall be applied, a date shall be fixed (which shall be an interest payment date unless anotlior date '--e :,.or@ upoi-i which such app'@'@cz,-, tion is to be made, and upon such date interest on the amounts of principal to be paid on such dates shall cease to accrue. 6 / 2 9 / 8 2 - 2 0 - Such notice as appropriate shall be made of the deposit of any such moiaeys and of the fixi.ng of any such date, and no payment shall be required to be made to the holder of any Note until such Note shall be presented for appropriate endorsement or for cancellation if fully paid. Section 6.4. Restriction on Iidtoe@ 4eiit Suits. No Noteholder shall have any right to ilistitute any suit, action or special proceeding in equity or at law for the execution of any trust hereunder or for any other remedy hereunder except as herein provided. It is uiiderstood and intended that no Noteholder shall have any right in any manner whatever by his action to affect, disturb or prejudice the security of this resolution or to enforce any right hereunder except in the mal- ner herein provided and that all proceedings in equity or at law shall be instituted, had and maintained in the manner herein provided and for the benefit of all Noteholders. Nothing in this resolution or in the Notes shall affect or impair the obligation of the City, which is absolute and unconditional, to pay when the same shall respectively become due and payable and at the place provided therein the principal .of and interest on each of the Notes to the respective holders thereof, or affect or impair the right of action, which is also absolute and unconditional, of any holder to enforce such pay- ment of his Note; provided, however, that such obligations are not general obligations of the City but are limited obligations payable solely from the revenues pledged therefor. Sectiori 6.5. Waivers of Events of Default. Any Event of Default shall be waived upon the written request of the hol- ders of (a) a majority in aggregate principal amount of Notes then outstanding in respect of which default in the payment of principal and/or interest exists or (b) a majority in aggregate principal amount of Notes then outstanding in the case of any other default; provided, liowever, that there shall not be waived without the consent of the holders of all Notes then outstanding (1) any Event of Default in the paymnent of princi- pal of any outstanding Notes at the date of maturity specified therein or (2) any default in the payment when due of the in- terest on any such Notes unless, prior to such waiver or re- scission, all arrears of interest or all arrears of payments of principal when due, as the case may be, shall@ have been paid. Section 6.6. Restoration of Rights after Proceeding. If any proceeding shall be undertakeil by Noteholders and there- after shall be discontinued or abandoned, the City and the Noteholders shall be restored to their former positions and rights as if no proceeding had taken place. Section 6.7. Direction of Proceedings by Noteholders. Anything in this resolution to the contrary notwithstanding, the holders of a majority in aggregate principal amoun-@ of the Notes then outstanding shall have the right to direct the method and place of conducting all remedial proceedings to be taken hereunder; provided, however, that such direction shall not be otherwise than in accordance With law or the provisi.ons of this resolution. Section 6.6. Delay and Wa@-ver. No delay or omission on the part of the Noteholders to exercise any right or power 6/29/82 2 1 - accruing upon any default or Event of Default shall impair any such right or power or shall be construed to be a waiver of any such default or Event of Default or acquiescence therein, and every such right and power rray be exercised from time to time as often as may be deemed expedient. No waiver of any default or Event of Default hereunder by the Noteholders shall extend to or shall affect any subsequent default or event of default or shall impair any rights or remedies consequent thereon. Section 6.9. Remedies Comulative. No remedy conferred hereby is intended to be exclusive of any other remedy, and every remedy shall be cumulat4-ve and in addition to every other remedy herein or now or hereafter existing in equity, at law or by statute. ARTICLE VII Amendments Section 7.1. Amendments without Consent. The City Council shall have the right, from time to time, without the consent of any of the Noteholders to adopt resolutions supple- mental hereto, not inconsistent with the terms and provisions hereof: (a) to cure any ambiguity or formal defect or omission or to correct any inconsistent provisions in this res- olution or in any supplemental resolution; (b) to grant to or to confer upon the Noteholders any additional lawful right, remedy, power, authority or secu- rity; and (c) to add other covenants and agreements to be observed by the City Council or to surrender any right or power herein reserved to or conferred upon the City Counci. Secton 7.2. Amendments Requiring Consent. (a) The holders of not less than two-thirds in aggregate principal amount of the Notes then outs-tanding shall have the right, from time to time, but only pursuant to this section, to consent to and approve the adoption of such resolution or resolutions sup- plemeiital hereto as shall be deemed necessary or desirable by the City Council for the purpose of modifying, altering, amend- ing, adding to or rescinding, in any particular, any of the terms or provisions contained in this resolution or in any sup- plemental resolution; provided, however, that nothing herein contained shall permit or be construed as permitting (1) an extension of the maturity of any installment of principal or interest on any Note, or (2) a reduction in the principal amount of any Note or the rate of interest the--eon, or (3) except as provided in subsection (b) of this section, the crea- tion of a lien upon or a pledge of revenues other than the lien and pledge created by this resolution, or (4) a preference or priority of any Note or Notes over any other Note or Notes, or (5) a reduction in the principal amount of Notes required for consent to such supplemental resolution. Nothing herein con- tai.ned, however, shall be construed as mak@-no necessary tbe approval by the Noteholders o-@ ',he adoption of any supplemental resolution authorized by Section 7.1. 6 / 2 9 / 8 2 2 2 - (b) The Notes and the Stock Purchase Contract pro- vide that the security for the Notes is subject under certain conditions set forth in the Stock Purchase Contract '@o substi- tution at the option of the City. The holders of not less than 90% in aggregate principal amount of the Notes then outstanding must approve the adoption of such resolution or supplemental resolutions as shall be deemed necessary by the City Council for the purpose of substituting such security. If the Stockhol-ders (their personal representatives, trustee, heirs, legatees, beneficiaries or descendants) are no longer holders of any of the Notes, such approval shall not be unreasonably withheld so long as the new security for the Notes is of sub- stantially equal or greater value to the security for which it is being substituted. So long as they are No-@eholders the ap- proval of such substitution by the Stockholders shall be condi- tioned as set forth in the Stock Purchase Contract. Section 7.3. Adoption and Consent to Amendment. Upon the adoption of any supplemental resolution for any of the pur- poses of Section 7.2, a certified copy thereof shall be filed in the office of the City Clerk for inspection by any Noteholder. The C@-ty Clerk shall cause a copy of such supple- mental resolution or a summary thereof, together with a request .to the Noteholders for their consent thereto, to be sent by registered or certified mail to each Noteholder at his address as it appears on the registration books. If, within 60 days or such longer period as shall be prescribed by the City Council following the giving of such notice, the City Council shall file in its office an instrument or instruments in writing pur- porting to be executed by the holders of not less than two-thirds in aggregate principal amount of the Notes then out- standing, which shall refer to the supplemental resolution and shall specifically consent to and approve the adoption thereof, together with a certified copy of stich supplemental resolution and the written opinion of counsel for the City stating that such resolution has been dul.y adopted, is authorized or permit- ted by this resolution and is valid and legally binding upon the City and enforceable in accordance with its terms, such supplemental resolution shall thereupon be effective as to the holders of all the Notes then outstanding, whether or not such holders shall have consented thereto. Section 7.4. Amendment by Unanimous Consent. Notwi-@hstanding any other provision herein, the City Council may amend any term or provision of this resolution or any sup- plemental resolution upon adoption of a supplemental resolution and the filing of certified copies of such supplemental resolu- tion, together with the written consent thereto of the holders of all the Notes then outstanding, as provided in Section 7.3. Section 7.5. Effect of Amendments. This resolution shall be deemed modified and amended, and the respective rights, duties and obligations hereunder of the City and all holders of the Notes then outstanding shall be determined and enforced under the provisions of this resolution, as so modi- fied and amended, upon the effective date of any amendment as provided in this article. 6 / 2 98 2 2 3- ARTICLE VIII Defeasance Section 8.1. Discharge upon Payment of Notes. If the Notes shall have become due and payable in accordance with their terms or otherwise as provided in this resolution and the full amount of the principal and in-,erest so due and payable upon all the Notes then outstanding shall have been paid at the time and in the manner provided therein and in this resolution, or if the Note Fund contains cash or noncallable direct obliga- tions of the United States of America the principal of and in- terest on which at maturity will be sufficient to pay when due the principal of and interest on all Notes then outstanding, then the right, title and interest of the Noteholders in the moneys, funds and securities pledged under this resolution and all covenants, agreements and other obligations of the City to the Noteholders under this resolution shall cease, terminate and be void and the City shall be discharged from its obliga- tions hereunder. In such event all moneys and securities not required for the payment of principal and interest on the Notes may be used by the City for any lawful purpose. ARTICLE IX Miscellaneous Section 9.1. Contract with Noteholders. The provi- sions of this resolution shall constitute a contract between the City and the Noteholders for so long as any of the Notes are unpaid or no provisions have been made for payment of the Notes. Section 9.2. Authority of Officers and Agents. The officers and agents of the City shall do all acts and things required of them by this resolution and.the Notes for the com- plete and punctual performance of all the terms, covenants and agreements contained herein and therein. Section 9.3. Filing of Resolution and Publication of Notice. The City Clerk is hereby authorized and directed to see to the immediate filing of a certified copy of this resolu- tion with the Circuit Court of the City of Virginia Beach and within ten days thereafter to cause to be published once in a newspaper having general circulation in the City a notice set- ting forth (1) in brief and general terms the purpose for which the Notes are to be issued and (2) the amount of the Notes. Section 9.4. Limitation of Rights. Nothing expressed or mentioned in or to be implied from this resolution or the Notes is intended or shall be construed to give to any person or company other than the parties hereto and the holders of the Notes any legal or equitable right, remedy or claim under or in respect to this resolution or any covenantsj conditions and agreements herein contained in this resolution, and all of the covenants, conditions and agreements hereof are intended to be and are for the sole and exclusive benefit of the City and the hoiders of the Notes as herein provided. 6 / 2 9 / 8 2 2 4 - Section 9.5. Notice. Any provision in this resolution for the giving, filing, mailing or delivery of notice or other papers to the City shall be deemed fully complied with if and when such notice or other papers are sent by first class regis- tered or certified mail, return receipt requested, to the City Attorney of the City of Virginia Beach, Municipal Center, Virginia Beach, Virginia 23456. Section 9.6. Headings. Any headings in this resolu- tion are solely for convenience of reference and shall not con- stitute a part of the resolution nor shall they affect its meaning, construction or effect. Section 9.7. Conditions Precedent. Upon the issuance of any Notes all acts, conditions and things required by the Constitution and statutes of the Commonwealth of Virginia or by this resolution to have happened, exist and to have been per- formed precedent to or in the issuance of such Notes shall have happened, exist and have been performed. Section 9.8. Severability. The provisions of this resolution are hereby declared to be severable. If any court of competent jurisdiction shall hold any provision of this res- olution to be invalid and unenforceable, such holding shall not invalidate any other provision hereof. Section 9.9. Effective Date. This resolution shall take effect immediately. 6 2 9 8 2 - 2 5- ITEM #18415 Upon motion by Councilman Buchanan, seconded by Councilman Holland, City Council voted to ADOPT the Resolution authorizing the issuance of $1,800,000 Water and Sewer Revenue Notes (Kempsville Utilities) of the City of Virginia Beach, Virginia, and providing for the form, details and payment thereof. Voting: 7-3* Council Members Voting Aye: John A. Baum, E. T. Buchanan, F. Reid Ervin, Vice Mayor Harold Heischober, Clarence A. Holland, M.D. Mayor J. Henry McCoy, Jr., D.D.S., and Patrick L. Standing Council Members Voting Nay: Barbara M. Henley, Reba S. McClanan, and Meyera E Oberndorf Council Members Absent: W. H. Kitchin, III *VERBAL ROLL CALL A RESOLUTION AUTHORIZING THE ISSUANCE OF $1,800,000 WA@-ER AND SEWER REV'@-NUE NOTES (KEMPSVILLE UTILITIES) OF THE CITY OF VIR-IT@NIA BEAI-H, VIRGIN-IA, PRO- VIDING FOR THE FORM, DETAILS AND PAYMENT THEREOF WHEREAS, as a part of a program for acquiring water and sewer facilities located within the boundaries of the City of Virgiiiia Beach (the City), the City Council has determined that it is desirable to acquire the sewer system of Kempsville Utilities Corporation (the Corporation); and WHEREAS, the City proposes to acquire such system by the purchase of all of the stock of the Corporation and follow- ing such acquisition to dissolve the Corporation and to inte- grate its sewer system into the City's water and sewer system; and WHEREAS, the City has entered into a contract with the owners of all the stock of the Corporation for the purchase of such stock; and WHEREAS, the City Council by ordinance adopted on June 28, 1982, has authorized the issuance of water and sewer reve- nue notes in an amount not to ekceed $1,800,000, as contem- plated by the foregoing contract; BE IT RESOLVED BY THE COUNCIL OF THE CITY OF VIRGINIA BEACH, VIRGINIA: ARTICLE I Definitions Section 1.1. Definitions. Whenever used in this reso- lution, unless a different meaning clearly appears from the context, the following words and terms shall have the following meanings: "City" shall mean the City of Virginia Beach, Virginia. I,City Council" shall mean the Council of the City of Virginia Beach, Virginia. "Corporation" shall mean Kempsville Utilities Corporation, a Virginia public service corporation. "Event of Default" shall mean any of the events enumer- ated in Section 6.1. "Interest Account" shall mean the Interest Account .n the Note Furid established by Section 3.2. "Net Revenuesti shal@l mean the revenues derived from the ownership and operation of the System less costs of operation, administration and insurance. "Note Fund" shall mean the Water and Sewer Revenue Note Fund: Kempsville Utilities, established by Section 3.2. "Noteholder" shall mean the registered owner of any Note. 6/29/82 "Notes" shall mean water and sewer revenue notes in an aggregate principal amount not to exceed $1,800,000 authorized herein. "Principal Account" shall mean the Principal Account in the Note Fund established by Section 3.2. "Stockholders" shall mean the owners of all the stock of the Corporation. "Stock Purchase Contract" shall mean the agreenent be- tween the Stockholders and the City dated June _, 1982. "System" shall mean the water and sewer system of the City, as it may exist from time to time, and shall include the sewer system of the Corporation. ARTICLE II Details, Execution, Form and Registration of Notes Section 2.1. Authorization of -Notes. There are hereby authorized to be issued water and sewer revenue notes of the City in the aggregate principal amount of One Million Eight Hundi-ed Thousand Dollars ($1,800,000), or such lesser amount as the City Manager may determine to be required by the Stock Purchase Contract, to provide funds, together with other funds that may be available, to finance the cost of acquiring certain sewer facilities located in the City through the purchase of all the stock of the Corporation. The Notes shall be designa- ted "Water and Sewer Revenue Notes (Kempsville Utilities)". Section 2.2. Details of Notes. The Notes shall be issued as fully registered Notes in various denominations with- out coupons, shall be numbered from R-1 upward, shall be dated the date of their delivery, shall bear interest from their date at the rate of 10% per year, payable semiannually on the last day of each February and August, beginning February 28, 1983, and shall be payable in principal installmei-its of $72,000 on August 31 in each of the years 1983 to 2007, inclusive, without option of prior prepayment. Both principal and interest shall be payable in lawful money of the United States of America, but only from revenues pledged to the payment thereof as herein- after provided. Principal and interest shall be payable by check or draft mailed to the registered owners at their addresses as they appear on registration books to be kept by the City Treasurer, as Registrar, except that the final installment of principal and interest shall be payable upon surrender of the Notes at the office of the City Treasurer. Section 2.3. Execution of Notes. The Notes shall be signed by the Mayor of the City, shall be countersigned by its Clerk, and its seal shall be affixed thereto. Section 2.4. Form of Notes. The Notes shall be in substantially the following form: 6 / 2 9 / 8 2 2 (Forn. of Note) No. R- UNITED STATES OF AMERICA COMMONWEALTH OF VIRGINIA CITY OF VIRGINIA BEA--H The City of Virginia Beach, Virginia, for value re- ceived, hereby acknowledges itself indebted and promises to pay, solely from the source and as hereinafter provided, to the principal sum of DOLLARS ($ with interest hereon from the date hereof until payment at the rate of ten percent (10%) per year. Principal is payable in installments of $ on August 31 in each of the years 1983 to 2007, inclusive, without option of prior redemption. Interest on the unpaid principal is payable semiannually on the last day of each February and August, beginning February 28, 1983. Principal and interest shall be paid by check or draft mailed to the registered owner at his address as it appears on the registration books kept by the City Treasurer, as Registrar, except that the final installment of principal and interest shall be paid upon surrender of this note at the main office of the City Treasurer. Both principal and interest shall be paid in lawful money of the United States of America. This note is one of an issue of $1,800,000 water and sewer revenue notes of like date and tenor, except as to number and denomination, issued pursuant to an agreement between all of the stockholders (the Sellers) of kempsville Utilities Corporation (the Corporation) and the City dated June -1 1982 (the Agreement), for the sale by the Sellers and the purchase by the City of all the capital stocr of the Corporation as the owner of a sewer system in the City. Reference is he.-eby made to a resolution of the City Council adopted on June 28, 1982, for a description of the property pledged and the provisions, among others, with respect to the nature and extent of the se- curity, the rights, duties and obligations of the City, the rights of the holders of the notes and the terms upon which the notes are issued and secured. This note and the issue of which it is a part and the interest thereon are limited obligations of the City payable solely from the net revenues derived from the ownership and operation of the City's water and sewer system, as the same may from time to time exist. The City is required to charge rates or fees to users of its water and sewer system and fix and maintain such rates or fees at such level as will produce suf- ficient revenue to pay all costs of operation of such system and the principal of and itterest on the iioles and any obliga- tions heretofore or hereafter issued on account of such system and secured by a pledge of water or sewer revenues, as the same 6 / 2 9 / 8 2 9- respectively become due. The notes and the interest thereon shall not be deeined to constitute a debt or a pledge of the faitli and credit of the Commonwealth of Virginia or any polit- ical subdivision thereof, including the City. Neither the Commonwealth of Virginia nor any p6litical subdivision thereof, including the City, shall be obligated to pay the principal of or interest on this note or other costs incident thereto except from the revenues pledged -@herefor, and neither the @laith and credit nor the taxing power of the Commonwealth of Virginia or any political subdivision thereof, including the City, is pledged to the payment of the principal of or interest on the notes or other costs incident thereto. The City shall have the right to offset against any payinents of principal and interest due on this note any amounts due the City pursuant to the Sellers,' indemnification provision contained in the Agreement. The security for this note is subject to substitution at the option of the City for other security, as more specifi- cally set forth in the Agreement. IN WITNESS WHEREOF, the City of Virginia Beach, Virginia, has caused this note to be signed by its Mayor, to be countersigned by its Clerk, its seal to be affixed hereto, and this note to be dated 1982. Mayor, City of Virginia Beach, Virginia (SEAL) COUNTERSIGNED: Clerk, City of Virginia Beach, Virginia Section 2.5. Deliver f Not:ts. Upon the fulfillment of all conditions to the City YSOB jig tions under the Stock Purchase Contract, the Mayor and the City Clerk are hereby au- thorized and directed to have the Notes prepared and executed in accordance with their terms and to deliver the Notes to the Stockholders pursuant to the Stock Purchase Contract. Section 2.6. Registration of Notes. The City Treasurer shall act as Registrar and shall maintain books for the registration of the Notes. The Notes are being issued to the Stockholders in registered form in payment for the purchase of stock of the Corporation and shall be registered in the names of others on.1-v i.n t@e c,,f (,j.ft tc of i Noteholder's immediate family, death of a Noteholder or trans- fer of a Note by operation of law and upon receipt by the City Treasurer of evidence thereof satisfactory to him. 6/29/P 30- Section 2.7. Replacement of Mutilated, Lost or Destroyed Note. Should any of the Notes become mutilated or be lost or destroyed, the City Council, subject to approval of the State Commission on Local Debt, shall cause to be executed and delivered a new Note of like date and tenor in exchange and substitution for, and upon cancellation of, such mutilated Note, or in lieu of and in substitution for such lost or de- stroyed Note. Such new Note shall be executed and delivered only when the holder has (a) paid all reasonable expenses and charges in connection therewith and (b) in the case of a lost or destroyed Note, has (1) filed iiith the City Treasurer evi- dence satisfactory to him that sucli Note was lost or destroyed and that he was the owner thereof and (2) furnished to the City Treasurer indemnity satisfactory to him. ARTICLE III Revenues and Note Fund Section 3.1. Revenue Covenant. The City Couricil cove- nants that so long as any of the Notes are outstanding and unpaid the City will: (a) charge rates or fees to users of the System and fix and maintain such rates or fees at such level as will produce sufficieiit revenues to pay the cost of operation and administration, the cost of insurance against loss by injury to persons or property and the principal of and interest on the Notes and any other notes or bonds heretofore or hereafter issued on account of the System and secured by a pledge of water or sewer revenues, as the same respectively beconie due; (b) apply the revenues derived from the ownership and operation of the System in each fiscal year first to the payment of such costs of such operation, administraton and in- surance during such year, then to the payment of the Notes and any other bonds or notes heretofore or hereafter issued on account of the System and secured by a pledge of water or sewer revenues becoming due in such year; and (c) segregate and keep segregated from all other City funds all revenues derived from the ownership and opera- tion of the System and keep proper records and accounts there- for, separate and apart from all other records and accounts. Section 3.2. Note Fund. There is hereby established the Water and Sewer Revenue NoEe Fund: Kempsville Utilities, which shall be held by the City's Director of Finance. (a) At least one business day before the last day of each February and August the City's Director of Finance shall deposit into the Interest Account from Net Revenues such amount, if any, as may be required to make the total amount on deposit therein equal to the amount of interest which will be- come due on the Notes on the next interest payment date. The Interest Account shall be used solely for the paymen-@ of inter- es-, o!7@ '@he llo-@es. (b) At least one business day before each August 31 until paymert of the Notes, the City's Director of 6 / 2 9 / 8 2 Finar.ce sliall deposit $72,000 into the Principal Account from Net Revenues. The Principal Account shall be used solely for the payment of the principal of the Notes (whether at maturity or otherwise). Section 3.3. Pledge of Net Revenues and Note Fund. All Net Revenues are hereby pledged to the payment of the prin- cipal of and interest on the Notes and any other bonds or notes heretofore or hereafter issued on account of the System and secured by a pledge of water or sewer revenues. All moneys in the Note Fund shall be trust funds and are hereby pledged to the payment of the principal of and interest on the Notes. The lien and trust created hereby are for the benefit of the Noteholders and for their additional security until all of the Notes have been paid. Section 3.4. Parity Obligations. The Notes shall be on a parity with other obligations of the City heretofore issued and payable from Net Revenues. Subject to Section 5.3, the City reserves the right to issue additional bonds or notes payable from either gross revenijes or Net Revenues, with or without a pledge of its full faith and credit, ranking equally with the lien and charge of the Notes. ARTICLE IV Securit@ for Deposits and Investment of Note Fund Section 4.1. Security for Deposits. All moneys in the Note Fund and on deposit with any bank or trust company in Virginia shall be con-linuously secured in the manner required by the Virginia Security for Public Deposits Act (Chapter 23, Title 2.1, Code of Virginia of 1950, as amended), or any suc- cessor provision of law. Section 4.2. Investment of Funds. Moneys in the Note Fund inay, pending their use, be invested in (a) bonds, notes and other obligations of the United States of America and securil.ies unconditionally guaranteed as to payment of princi- pal and interest by the United States of America or any agency thereof, (b) savings accounts, time deposits and certificates of deposit in any bank within the Commonwealth of Vi-rginia, provided such bank is approved for the deposit of funds by the Commonwealth, (c) savings accounts and certificates of (1) sav- ings and loan associations that are under the supervision of the Commonwealth of Virginia and (2) Federal associations orga- nized under the laws of the United States of America and under Federal supervision, but only to the extent that such accounts and certificates are fully insured by the Federal Savings and Loan Insurance Corporation or any successor Federal agency, and (d) any other investments which are now or may hereafter be authorized by law for the investment of public sinking funds. Any bonds, notes or other obligations listed in subsection (a) above may be purchased pursuant to a repurchase agreement with any bank within or without the Commonwealth of Virginia having a combined capital, surplus and undivided profits of not less than $10,000,000. Investments so purchased shall be considered tc@ ci,@ tl-.@ date -@he brnk -.'s ob'@igated ,,i @i,ch securities. A repurchase agreement for securities described in subsection (a) above shall bo considered a purchase of such 6 / 2 9 / 8 2 3 securities even if title and/or possession of such,securities is not transferred to the City so long as the repurchase obli- gation of the bank is collateralized by the securities them- selves, the securities have on the date of the repurchase agreement a fair market value equal to at least 100% of the amount of the repurchase obligation of the bank and the securi- ties are held by a third party and segregated from securities owned generally by the bank. Moneys in the Note Fund shall not be invested in securities or deposits maturing later than the date such funds are expected to be needed. Any profit realized from such investments may be used by the City to pay the cost of operation and administration of the System. Any loss re- sulting from such investments shall be charged to the Note Fund. ARTICLE V Particular Covenants Section 5.1. Payinent of Notes. The City shall pay the principal of and interest on the Notes as the same become due and shall observe and perform all covenants, conditions and agreements contained in the Notes and this resolution; pro- vided, however, that such obligations are not general obliga- tions of the City but are limited obligations payable solely from the revenues pledged therefor. The Notes and the interest thereon shall not be deemed to constitute a debt or a pledge of the faitli and credit of the Commonwealth of Virginia or any political subdivision thereof, including the City. Neither the Commonwealth of Virginia nor the City shall be obligated to pay the principal of or interest on the Notes or other costs inci- dent thereto except from the revenues pledged therefor, and neither the faith and credit nor the taxing power of the Commonwealth of Virginia or any political subdivision thereof, including the City, is pledged to the payment of the principal of or interest on the Notes or other costs incident thereto. Section 5.2. Operation and Maintenance. The City shall establish and enforce reasonable rules and regulations governing the use of and the services furnished by the System and maintain and operate the System in good condition and re- pair. The City shall comply with all valid acts, rules, reg-u- lations, orders and directions of any legislative, executive, administrative or judicial body applicable to the System. Section 5.3. Issuance of Other Obligations. So long as any of the Notes are outstanding, the City will not, without the prior written consent of the Noteholders, create, incur, assume or guarantee any indebtedness or other obligation in connection with the System secured by a lien on water or sewer revenues which is superior to the lien thereon securing the Notes. The City may, without the consent of any Noteholders, creAte, incur, assume or guaraiitee any indebtedness or other obligation in connection with the System secured by a lien or charge upon part or all of the revenues of the System ranking equally with the li.en and charge of the Notes. 6 / 2 98 2 3 3 ARTICLE VI Remedies of Noteholders Section 6.1. Event of Default Defined. Each of the following events is hereby declared an Event of Default: (a) Failure to pay principal of or interest on any of the Notes when the same shall become due and payable. (b) Default on the part of the City in the due and punctual performance of any of the covenants, conditions, agreements and provisions contained in the Notes or in this resolution and to be performed by it, and such default shall have continued for 60 days after written notice specifying such default and requiring the same to be remedied shall have been filed with the City by the holders of not less than 50% in ag- gregate principal amount of the Notes then outstanding; (c) The System or any substantial part thereof shall. be destroyed or damaged and for any reason shall not be promptly repaired, replaced or reconstructed; or (d) Appointment by a court of competent jurisdic- tion of a receiver for the System or approval by any such court of any petition for reorganization of the City or rearrangement or readjustment of the City's obligation under the provisions of any applicable bankruptcy laws. Section 6.2. Remedies upon Default. Upon the happen- ing of an Event of Default, the Noteholders shall have the fol- lowing rights and remedies: (a) The holders of not less than 50% in aggregate principal aii,,ount of the Notes then outstanding may, by written notice filed with the City Manager, declare the principal of the Notes then outstanding to be i=ediately due and payable, and upon such declaration such Notes shall become and be imme- diately due and payable, anything in the Notes or in this reso- lution to the contrary notwithstanding. If, however, the City shall thereafter make good such default and any other default hereunder (except default in payment of principal of the Notes so declared payable) the holders of not less than 20% in aggre- gate principal amount of the Notes then outstanding shall, by notice in writing filed with the City Manager, rescind and annul such declaration and all its consequences, but no such rescission or annulment shall affect any subsequent default or right relative thereto. (b) The holders of not less than 50% in aggregate principal amount of tlie Notes then outstandilig may proceed to protect and enforce the rights of the Noteholders by a suit, action or special proceeding in equity or at law, either for the specific performance of any covenant or agreement or execu- tion of any power, or for the enforcement of any proper legal or equitable remedy as may be deemed most effectual to protect and enforce such rights. 0.@. ipplicaLior, of MoilF--ys. 1 inoricys ;:c- ceived pursuant to any right given or action taken under the provisions of this article shall, after pattent of the cost and 6 / 2 9 / 8 2 3 4- expenses of the proceedi-ngs resulting in the collection of such moneys, be deposited in the Note Fund, ai-id all- moneys in the Note Fund shall be applied as follows: (a) Unless the pr-'@ncipal of all@ the Notes shall have become or shall have been declared due and payable, all such moneys shall be applied: First - To the payment to the persons entitled thereto of all instal-lments of interest then due on the Notes, in the order of the maturity of the installments of such interest and, if the amount available shall not be sufficient to pay in full any particular installment, then to the payment ratably, according to the amounts due on such installment, to the persons entitled thereto, with- out any discrimination c-@- p.-ivilege; and Second - To the payment to the persons entitled thereto of the unpaid installments of principal of any of the Notes which shall have become due in the order of the due dates of such installments, with interest on such installments from the respective dates upon wh4-ch they become due and, if the amount available shall not be sufficient to pay in full installments diie on any particiilar date, together with such interest, then to the payment ratably, according to the amount of the installment diie on such date, to the persons entitled thereto, without any discrimination or privilege. (b) If the principal ol@ all the Notes shall have become due or shall have been decl.ared due and payable, all such moneys shall be applied to tl,.e payment of the principal and interest then due and unpaid upon the Notes, without pref- erence or priority of principal over interest or of interest over principal, or of any installment of interest over any other installment of interest, ratably, accord4@ng to the amounts due respectively for interest and principal, to the persons entitled thereto, without any discrimination or privi- lege. (c) If the principal of all the Notes shall have been declared due and payable and if such declaration shall thereafter have been rescinded and anrulled under the provi- sions of this article, then, subject to the provisions of sub- section (b) of this section in the e-,7ent that the principal of all the Notes shall later become due or be declared due and payable, the moneys shall be applied in accordance with the provisions of subsection (a) of this secti6n. Whenever inoneys are to be applied pursuant to the pro- visions of this section, such moneys shall be applied at such tirnes and from time to time, having due regard to the amount of such moneys available for application and the likelihood of additional moneys becoming available for such application in the future. Whenever such moneys shail- be applied, a date shall be fixeo. @1,F)l be an intere.,t T,,a,7mp-nt .iate 1)nless another date shall be rnore suitable) upon w@4.ch such applica- tion is to be made, and upon such date interc-st on the amouilts of principal to be paid on such dates shall cease to accrue. 6 / 2 9 / 8 2 - 3 5 - Such notice as appropriate shall be made of the deposit of any such moneys and of the fixing of any such date, and no payment shall be required to be made to the holder of any Note until such Note shall be presented for appropriate endorsement or for cancellation if fully paid. Section 6.4. Restriction on InSLependent Suits. No Noteholder shall have any right to @@nstitute any suit, action or special proceeding in equity or at law for the execution of any trust hereunder or for any other remedy hereunder except as herein provided. It is understood and intended that no Noteholder shall have any right in any manner whatever by his action to affect, disturb or prejudice the security of this resolution or to enforce any right hereunder except in the man- ner herein provided and that all proceedings in equity or at law shall be instituted, had and maintained in the manner herein provided and for the benefit of all Noteholders. , Nothing in this resolution or in the Notes shall affect or impair the obligation of the City, which is absolute and unconditional, to pay when the same sliall respectively become due and payable and at the place provided therein the principal of and interest on each of the Notes to the respective holders thereof, or affect or impair the right of action, which is also absolute and unconditional, of any holder to enforce such pay- ment of his Note; provided, however, that such obligations are not general obligations of the City but are limited obligations payable solely from the revenues pledged therefor. Section 6.5. Waivers of Events of Default. Any Event of Default shall be waived upon the written request of the hol- ders of (a) a majority in aggregate principal amount of Notes then outstanding in respect of which default in the payment of principal and/or interest exists or (b) a majority in aggregate principal amount of Notes then outstanding in the case of any other default; provided, however, that there shall not be waived without the consent of -@he holders of all Notes then outstanding (1) any Event of Default in the paymnent of princi- pal of any outstanding Notes at the date of maturity specified therein or (2) any default i.n the payment when due of the in- terest on any such Notes unless, prior to such waiver or re- scission, all arrears of interest or all arrears of payments of principal when due, as the case may be, shall have been paid. Section 6.6. Restoration of Rights after Proceeding. If any proceeding shall be undertakeii by Noteholders and there- .@after shall be discontinued or abandoned, the City and the Noteholders shall be restored to their former positions and rights as if no proceeding had taken place., Section 6.7. Direction of Proc Anything in this resolution to the contrary notwithstandi-na-, the holders of a majority in aggrega-@e principal amount of the Notes then outstanding shall have the right to direct the method and place of conducting all remedial proceedings to be taken hereunder; provided, however, that such direction shall not be otherwise than in accordance with law or the provisioiis of thi-s resoltition. Section 6.8. Delay and Waiver. No delay or omission on the part of the Noteholders to exercise aiiy right or power 6 / 2 98 2 3 6 - accruing upon any default or Event of Default shall impair any such right or power or shall be construed to be a waiver of any such default or Event of Default or acquiescence therein, and every such right and power may be exercised from tinie to time as often as may be deemed expedient. No waiver of any default or Event of Default hereunder by the Noteliolders shall extend to or shall a@-fect any subsequent de-lault or event of default or shall impair any rights or remedies consequent thereon. Section 6.9. Remedies Comulative. No remedy conferred hereby is intended to be exclusive of any otlier remedy, and every remedy shall be cumulative and in addition to every other remedy herein or now or hereafter existing in equity, at law or by statute. ARTICLE VII Arr,endments Section 7.1. Arnendments without Consent. The City Council shall have the right, from time to time, without the 6onsent of any o@ the Noteholders to adopt resolutions supple- mental hereto, not inconsistent with the terms and provisions hereof: I (a) to cure any ambiguity or formal defect or omission or to correct any inconsistent provisions in this res- olution or in any supplemental resolution; (b) to grant to or to confer upon the Noteholders any additional lawful right, remedy, power, autl-iority or secu- rity; and (c) to add other covenants and agreements to be observed by the City Council or to surrender any right or power herein reserved to or conferred upon the City Counci. Secton 7.2. Amendments Requiring Consent. (a) The holders of not less than two-thirds in aggregate principal amount of the Notes then outstanding shall have the right, from time to time, but only pursuant to this section, to consent to and approve the adoption of such resolution or resolutions sup- plemental hereto as shall be deemed necessary or desirable by the City Council for the purpose of modifying, altering, amend- ing, adding to or resc-'nding, in any particular, any of the terms or provisions contained i-n this resolution or in any sup- plemental resolution; provided, however, that nothing herein contained shall permit or be construed as permitting (1) an extension of the maturity of any installment of principal or interest on any Note, or (2) a reduction in the principal amount of any Note or the rate of interest thereon, or (3) except as provided in subsection (b) of this section, the crea- tion of a lien upon or a pledge of revenues othor than the lien and pledge created by this resolution, or .(4) a preference or priority of anv Note or Notes over any other Note or Notes, or (5) a reduction in the principal amount of Notes required for c;or, tained, however, shall be construed as making necessary the approval by the Noteholders of the adoption of any suppleniental resolution author4-zed by Section 7.1. 6 / 2 9 / 8 2 - 3 -i- (b) The Notes and the Stock Purcliase Contract pro- vide that the security for the Notes is subjec-@ under certain conditions set forth in the Stock Purchase Contract to substi- tution at the option of the City. The holders of not less than 90% in aggregate princidal amount of the Notes then outstanding must approve the adoption of such resolution or supplemental resolutions as shall be deemed necessary by the City Council for the purpose of substituting such security. If the Stockholders (their personal representatives, trustee, heirs, legatees, beneficiaries or descendants) are no longer holders of any of the Notes, such approval shall not be unreasonably withheld so long as the new security for the Notes is of sub- stantially equal or greater value to the security for which it is being substituted. So long as they are No@@eholders the ap- proval of such substitution by the Stockholders shall be condi- tioned as set forth in the Stock Purchase Contract. Section 7.3. Adoption and Coiisent to Amendment. Upon the adoption of any supplemental resolution for any of the pur- poses of Section 7.2, a certif4-ed copy thereof shall be filed in the office of the City Clerk for inspection by any Noteholder. The City Clerk shall cause a copy of such stipple- mental resolution or a su=ary thereof, together with a request to the Noteholders for their consent thereto, to be sent by registered or certified mail to each Noteholder at his address as it appears on the registration books. If, within 60 days or such longer period as shall be prescribed by the City Council following the giving of such notice, the City Council shall file in its office an instrument or instruments in writing pur- porting to be executed by the holders of not less than two-thirds in aggregate principal amount of the Notes then out- standing, which shall refer to the supplemental resolution and shall specifically consent to and approve the adoption thereof, together with a certified copy of such supplemental resolution and the written opinion of counsel for the City stating that such resolution has been duly adopted, is authorized or permit- ted by this resolution and is valid and legally binding upon the City and enforceable in accordance with its terms, such supplemental resolution shall thereupon be effective as to the holders of all the Notes then outstanding, whether or no-, such holders shall have consented thereto. Section 7.4. Amendment by Unanimous Consent. Notwithstanding any other provision herein, the City Council may amend any term or provision of this resolution or any sup- plemental resolution upon adoption of a supplemental resolution and the filing of certified copies of such slipplemental resolu- tion, together with the written consent thereto of the holders of all the Notes then outstanding, as provided in Section 7.3. Section 7.5. Effect of Amendments. This resolution shall be deemed modified and amended, and the respective rights, duties and obligations hereunder of the City and all holders of the Notes then outstanding shall be determined and enforced under the provisions of this resoluti@on, as so modi- fied and amended, up6n the effective date of any amendment as provided in this article. 6 2 9 / 8 2 3 8 - ARTICLE VIII Defeasance Section 8.1. Discharqe upon Pavment of Notes. If the Notes shall have become due and payable in accordance with their terms or o-lherwise as provided in this resollit@on and the full amount of the principal and interest so due and payable upon all the Notes then outstanding shall have been paid at the time and in the manner provided therein and in this resolution, or if the Note Fund contains cash or noncallable direct obliga- tions of the Uiiited States of America the principal of and in- terest on which at maturity will. be sufficient to pay when due the principal of and interest on all Notes then outstanding, then the right, title and interest of the Noteholders in -@he moneys, funds and securities pledged under this resolution and all covenants, agreeinents and other obligations of the Cill-y to the Noteholders under this resolution shall cease, -erminate and be void and the City shall be discharged from its obliga- tions hereunder. In such event all moneys and securities not required for the payment of principal and interest oil the Notes may be used by the City for any lawful purpose. ARTICLE IX Miscellaneous Section 9.1. Contract with Noteholders. The provi- sions of this resolution shall constitute a contract between the City and the Noteholders for so long as any of the Notes are unpaid or no provisions have been made for payment of the Notes. Section 9.2. Authority of Officers and Aqents. The officers and agents of the City shall do a 1 acts and things required of them by this resolution and the Notes for -@he com- plete and punctual performance of all the terrns, covenants and agreements contained herein and therein. Section 9.3. Filing of Resolution and Publication of Notice. The City Clerk is hereby authorized and directed to see to the immediate filing of a certified copy of this resolu- tion with the Circuit Court of the City of Virginia Beach aild within ten days thereafter to cause to be published once in a newspaper having general circulation in the City a notice set- ting forth (1) in brief and general terms the purpose for which the Notes are to be issued and (2) the amount of the Notes. Section 9.4. Limitation of Rights. Nothing expressed or mentioned in or to be implied from this resolution or the Notes is intended or shall be construed to give to any person or company other than the parties hereto and the holders of the Notes any legal or equitable right, remedy or claim under or in respect to this resolution or any covenants, conditions and agreements herein contained in this resolution, and all of the covenants, conditions and agreeinents hereof are intended to be and are @-oi: tlie so@@e aiid exclusive bei,.eiit cif Lhe Ci@@y axici .',!e holders of the Notes as herein provided. 6/29/8" Secti.on 9.5. Notice. Any i-i-i -@his resolution for the giv4-ng, filing, mailing or c'.t,.14vary of rotice or other papers to the City sliall be deemed @@ill,y complied witli if and when such notice or other papers arf- se..nt by fi-rst cl.ass regis- tered or certif-.ed mail, return receit:)t rc@ques-led, to the City Attorney of the City of Virg4-nia Bea--h, Municipal Center, Virginia Beach, Virginia 23456. Section 9.6. Headings. Any headings in this resolu- tion are solely for convenience of reference and shall not con- stitute a part of the resolution nor shall they affect its meaning, construction or effect. Section 9.7. Conditions Precedent. Upon the issuance of any Notes all acts, conditions and things re(Tdired by the Constitution and statutes of the CorLiionwealth of Virginia or by this resolution to have happened, exi.st aiid to have been pc-r- formed precedent to or in the issuarce of such liotes shall liave happened, exist and have been perfor,@led. Section 9.8. Severability. The provisions of tliis resolution are hereby declared to be severable. If any court of competent jurisdiction shall hold any provision of this res- olution to be invalid and unenforceable, such holding sliall not invalidate any other provision hereof. Section 9.9. Effective Date. This resolution shall take effect immediately. 6 2 9 8 2 - 40- ITEM #18416 The City Manager advised Council the City held it's first renegotiation meeting with Cox Cable T.v. today (29 June 1982), and presented to Council revised financial reports provided by Cox Cable. The City Manager further advised that as a result of a previous meeting with Cox Cable it was determined that the Company had inadvertently failed to pay the City of Virginia Beach the 3% franchise fee on pay t.v. revenues. The Company has forwarded a check to the City in the amount of $200,320.00 and will send a check for the interest due on this amount. The City Manager thanked Council for their help and cooperation in this area. Councilwoman McClanan asked the City Manager if in the renegotiation meetings was the City considering raising the 3% franchise fee? The City Manager advised he raised that point today (29 June 1982), as to their ability or desire to discuss the matter and Cox Cable "did not close the door". ITEM #18417 Councilman Holland thanked Councilman Ervin and his family for such a delightful dinner on June 29, 1982 prior to the Council Meeting. it was a real pleasure to be able to participate in the dinner. Councilman Ervin advised he was unaware his family was going to attend the dinner and he was very surprised. ITEM #18418 Councilman Standing asked if the City Manager needed to make appointments per his letter of June 29, 1982 for the Joint Operation-County/Kempsville Utilities. The City Manager advised with Council concurrence this could be handled administratively and he had presented a copy of the letter to Council for their information only. - 41- ITEM #18419 Councilman Baum advised "he gathers Council is going to bring you four (4) "retreads" back and frankly I am going to miss the four (4) of you." A D J 0 U R N M E N T ITEM #18420 Upon motion by Councilman Holland, City Council adjourned at 5:45 p.m. Rdth Hodges Sfnith, CMC, City Clerk Mayor J. Henry McCoy, Jr., D.D.S. City of Virginia Beach, Virginia 29 June 1982 - Special Meeting dmh